Approval form for lean problem solving
Approval Form Template
Purpose of your Approval template
It has been said that the most important part of your entire system for continuous improvement
might be your Approval System for the way that you:
- encourage people to come up with good ideas
- rapidly and wisely approve them to champion their ideas
"Pull-based authority may be the most important JIT element of the entire Toyota system."
~ John Shook, author of 'Managing to Learn'
Why would you leave something that important to sloppy chance?
Your Systems2win Approval form can be inserted into ANY problem solving workbook,
to provide a familiar, standardized visual management system
to define which project approvals are needed, obtained, and still missing for each of the
- Authorization to Begin This Project
- Problem Analysis
- Authorization to Implement
as well as status updates for the follow-up Period Reviews,
and the final stage to Standardize and Share Success
so that your leaders systematically and repeatably ensure that your teams
actually succeed with their chartered missions... (not just start them)
How to use your
Find and open your template
Find and open your
Approval form template
in the same way that you find and open
your other 150+ Systems2win templates.
Save your working document
following the usual document storage and naming conventions established by your leaders
Open a Blank Sheet
When you're ready to start doing your own real work...
click the button to 'Open a Blank Sheet'
Excel Ribbon bar > Systems2win tab > Open a Blank Sheet
This blank sheet is where you will do your real work
(not on the Sample sheet)
Rename your new sheet.
Or... Insert Sheet
As an alternative to opening a stand-alone document (as instructed above),
you also have the option to Insert Sheet into any other Excel workbook.
Any Problem Solving Method
Although this Approval Form Template
it turns out that those same 4 approval phases are common to many other problem solving tools
And you can easily use the 'Insert Sheet' button to add an Approval form sheet
Bookmark = stages
Become familiar with your Approval Template
Sample Approval form example
4 Stages of Approval Process
The approval process for any problem solving tool or method usually consists of...
(see types of A3 Reports)
1. Authorization to Begin This Project
Primary Decision-makers and the Mentor must agree to authorize the Project Leader to devote time and resources to this project
2. Problem Analysis
The Mentor should be the last to sign off — after all other stakeholders have agreed that the presenting problem and its root causes have been sufficiently analyzed
The Mentor should be the last to sign off — after all other stakeholders have agreed that alternative measures have been sufficiently identified and improved upon
4. Authorization to Implement
Primary Decision-makers and the Mentor must agree to authorize implementation of the proposed countermeasures
followed by Periodic Reviews
Keep scheduling periodic reviews
until satisfied that the desired improvements have proven to be sustained
followed by final status
After a series of periodic reviews, the final status is either:
Periodic Reviews confirm that this problem solving project has been successfully completed.
X. Lessons Learned
The problem solving project was terminated without ever reaching its objectives.
Learning Lessons have been documented and socialized.
Now your team is ready to start your
Identify Decision Makers and Stakeholders
Identify the people with authority to make final decisions for any proposed changes.
Identify all Stakeholders that might be affected. (groups and individuals)
Optionally provide contact information, using Comments and/or Links.
Obtain approvals to Begin This Project
Work with the Mentor and primary decision-makers
to choose representatives for each affected stakeholder group.
Perhaps grey out cells if an approval is not required for every phase.
As demonstrated in the sample data on the Sample sheet
for the HR Manager that does not want to participate in Periodic Reviews.
Obtain approvals at each next stage
Near the top of your A3 Excel template,
use the dropdown list to indicate Approval Phase.
Near the top of your A3 Report Word template,
use an 'X' to mark each completed Approval Phase
As you go through the stages
of your chosen Problem Solving Process,
use this approval form to:
- formalize consensus
that the root problems have been identified
- formalize consensus that all countermeasures have been sufficiently explored
- remind people of the participation they have had in the shared ownership of the proposed changes that will require everyone's commitment to implement.
As approvals are completed for each phase,
also keep your A3 Report updated with a brief summary of approvals needed and obtained.
Perform Periodic Reviews
As soon as Implementation gets started,
schedule the date for the first Periodic Review.
If results do not meet expectations,
keep scheduling Periodic Reviews
until the desired results prove to be sustainable.
(Make more copies of the 'Periodic Review' column as many times as needed)
It is okay to add short Comments,
but most comments should be documented
in the Process Analysis document associated with this project
which has a system for recording
much more detailed results of periodic reviews.
Own this Approval form template
AND many more
priced low enough
to empower every member of your team